Identity theorem

In real analysis and complex analysis, branches of mathematics, the identity theorem for analytic functions states: given functions f and g analytic on a domainD (open and connected subset of R{\displaystyle \mathbb {R} } or C{\displaystyle \mathbb {C} }), if f = g on some SD{\displaystyle S\subseteq D}, where S{\displaystyle S} has an accumulation point in D, then f = g on D.[1]

Thus an analytic function is completely determined by its values on a single open neighborhood in D, or even a countable subset of D with an accumulation point (provided this contains a converging sequence together with its limit). This is not true in general for real-differentiable functions, even infinitely real-differentiable functions. In comparison, analytic functions are a much more rigid notion.

The underpinning fact from which the theorem is established is the expandability of a holomorphic function into its Taylor series.

The connectedness assumption on the domain D is necessary. For example, if D consists of two disjoint open sets, f{\displaystyle f} can be 0{\displaystyle 0} on one open set, and 1{\displaystyle 1} on another, while g{\displaystyle g} is 0{\displaystyle 0} on one, and 2{\displaystyle 2} on another.

Lemma

If two holomorphic functions f{\displaystyle f} and g{\displaystyle g} on a domain D agree on a set S which has an accumulation point c{\displaystyle c} in D{\displaystyle D}, then f=g{\displaystyle f=g} on a disk in D{\displaystyle D} centered at c{\displaystyle c}.

To prove this, it is enough to show that f(n)(c)=g(n)(c){\displaystyle f^{(n)}(c)=g^{(n)}(c)} for all n0{\displaystyle n\geq 0}, since both functions are analytic.

If this is not the case, let m{\displaystyle m} be the smallest nonnegative integer with f(m)(c)g(m)(c){\displaystyle f^{(m)}(c)\neq g^{(m)}(c)}. By holomorphy, we have the following Taylor series representation in some open neighborhood U of c{\displaystyle c}:

(fg)(z)=(zc)m[(fg)(m)(c)m!+(zc)(fg)(m+1)(c)(m+1)!+]=(zc)mh(z).{\displaystyle {\begin{aligned}(f-g)(z)&{}=(z-c)^{m}\cdot \left[{\frac {(f-g)^{(m)}(c)}{m!}}+{\frac {(z-c)\cdot (f-g)^{(m+1)}(c)}{(m+1)!}}+\cdots \right]\\[6pt]&{}=(z-c)^{m}\cdot h(z).\end{aligned}}}

By continuity, h{\displaystyle h} is non-zero in some small open disk B{\displaystyle B} around c{\displaystyle c}. But then fg0{\displaystyle f-g\neq 0} on the punctured set B{c}{\displaystyle B-\{c\}}. This contradicts the assumption that c{\displaystyle c} is an accumulation point of {f=g}{\displaystyle \{f=g\}}.

This lemma shows that for a complex number aC{\displaystyle a\in \mathbb {C} }, the fiberf1(a){\displaystyle f^{-1}(a)} is a discrete (and therefore countable) set, unless fa{\displaystyle f\equiv a}.

Proof

Define the set on which f{\displaystyle f} and g{\displaystyle g} have the same Taylor expansion: T={zD|f(k)(z)=g(k)(z) for all k0}=k=0{zD|(f(k)g(k))(z)=0}.{\displaystyle T=\left\{z\in D\mathrel {\Big \vert } f^{(k)}(z)=g^{(k)}(z){\text{ for all }}k\geq 0\right\}=\bigcap _{k=0}^{\infty }\left\{z\in D\mathrel {\Big \vert } {\bigl (}f^{(k)}-g^{(k)}{\bigr )}(z)=0\right\}.}

We'll show T{\displaystyle T} is nonempty, open, and closed. Then by connectedness of D{\displaystyle D}, T{\displaystyle T} must be all of D{\displaystyle D}, which implies f=g{\displaystyle f=g} on T=D{\displaystyle T=D}.

By the lemma, f=g{\displaystyle f=g} in a disk centered at c{\displaystyle c} in D{\displaystyle D}, they have the same Taylor series at c{\displaystyle c}, so cT{\displaystyle c\in T}, hence T{\displaystyle T} is nonempty.

As f{\displaystyle f} and g{\displaystyle g} are holomorphic on D{\displaystyle D}, wT{\displaystyle \forall w\in T}, the Taylor series of f{\displaystyle f} and g{\displaystyle g} at w{\displaystyle w} have non-zero radius of convergence. Therefore, the open disk Br(w){\displaystyle B_{r}(w)} also lies in T{\displaystyle T} for some r{\displaystyle r}. So T{\displaystyle T} is open.

By holomorphy of f{\displaystyle f} and g{\displaystyle g}, they have holomorphic derivatives, so all f(n),g(n){\displaystyle \textstyle f^{(n)},g^{(n)}} are continuous. This means that {zD|(f(k)g(k))(z)=0}{\displaystyle \textstyle {\bigl \{}z\in D\mathrel {\big \vert } {\bigl (}f^{(k)}-g^{(k)}{\bigr )}(z)=0{\bigr \}}} is closed for all k{\displaystyle k}. S{\displaystyle S} is an intersection of closed sets, so it's closed.

Full characterisation

Since the identity theorem is concerned with the equality of two holomorphic functions, we can simply consider the difference (which remains holomorphic) and can simply characterise when a holomorphic function is identically 0{\textstyle 0}. The following result can be found in.[2]

Claim

Let GC{\textstyle G\subseteq \mathbb {C} } denote a non-empty, connected open subset of the complex plane. For analytic h:GC{\textstyle h:G\to \mathbb {C} } the following are equivalent.

  1. h0{\textstyle h\equiv 0} on G{\textstyle G};
  2. the set G0={zGh(z)=0}{\textstyle G_{0}=\{z\in G\mid h(z)=0\}} contains an accumulation point, z0{\textstyle z_{0}};
  3. the set G=nN0Gn{\textstyle G_{\ast }=\bigcap _{n\in \mathbb {N} _{0}}G_{n}} is non-empty, where Gn:={zGh(n)(z)=0}{\textstyle G_{n}:=\{z\in G\mid h^{(n)}(z)=0\}}.

Proof

(1 {\textstyle \Rightarrow } 2) holds trivially.

(2 {\textstyle \Rightarrow } 3) is shown in section Lemma in part with Taylor expansion at accumulation point, just substitute g=0.

(3 {\textstyle \Rightarrow } 1) is shown in section Proof with set where all derivatives of f-g vanishes, just substitute g=0.

Q.E.D.

See also

References

  1. For real functions, see Krantz, Steven G.; Parks, Harold R. (2002). A Primer of Real Analytic Functions (Second ed.). Boston: Birkhäuser. Corollary 1.2.7. ISBN 0-8176-4264-1.
  2. Guido Walz, ed. (2017). Lexikon der Mathematik (in German). Vol. 2. Mannheim: Springer Spektrum Verlag. p. 476. ISBN 978-3-662-53503-5.
  • Ablowitz, Mark J.; Fokas A. S. (1997). Complex variables: Introduction and applications. Cambridge, UK: Cambridge University Press. p. 122. ISBN 0-521-48058-2.